Available Positions

Legal Analyst at Law Firm in New York City, New York, United States — $63K-$75K

  • Legal Support
  • Law Firm
  • $63K-$75K
  • New York City, New York, United States
  • 11/28/20

Job ID: 23241

Job Description

• Coordinate mutual fund prospectus, SAI updates, and Sarbanes-Oxley sub-certifications

• Organize and evaluate client agreements and amendments, including investment management agreements and non-disclosure agreements

• Partner with associates and the Client Service team in new client on-boarding, including analysis of client and account type classifications and review of new account documents

• Maintain Legal Department assigned data fields within the firm’s customer relationship management system

• Prepare new client futures account documentation, interact with futures commission merchants

• Review of securities offering documentation related to prospective portfolio investments

• Monitor the firm’s aggregate shareholder positions in foreign securities and identify the applicable foreign reporting regulations; coordinate the preparation of required regulatory filings

• Prepare legal filings and corporate governance documents


• Bachelor’s degree required

• 4+ years of experience as a paralegal, including law firm experience

• Investment advisory experience preferred

• Working knowledge of securities laws and regulations (1940 Act, Advisers Act, 1933 Act, 1934 Act, CFTC) preferred 

• Microsoft Word and Excel proficiency

• Strong analytical and critical thinking skills

• Strong verbal and written communications skills

• Exceptional organization and prioritization skills

• Ability to multi-task and work independently under time constraints in a large corporate environment

• Highly detail-oriented, self-motivated individual

• Resourcefulness when addressing new areas or subjects


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